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ANTIGRAVITY: MATTER AND THE
IMAGINATION IN GEORGE MACDONALD AND EARLY SCIENCE FICTION
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Elmar Schenke
From time to time antigravity seems to make the news. Recently
I read about it twice in the same day. On one page the paper was
praising a new technological gadget, the Russian space-suit with
an anti-gravity effect, constructed to ease the cosmonaut's return
into the earth's atmosphere. On the next page I read reports about
a Japanese sect notorious for its poison-gas attacks whose leader
is said to have practiced levitation in Tibet. It is curious to
see this co-existence of two worlds in the juxtaposition of the
latest advance in technology and an archaic technique. Yet both
share similar concerns: both represent methods by which human beings
may disengage themselves from this material planet, and both attempt
to annihilate the spatial and temporal conditions that have shaped
us. Antigravity and levitation are concepts that have been with
us since the dawn of history. Phaeton and Icarus epitomise such
fantasies, which are also part of halucenogenic and shamanistic
experience. But it is only in the nineteenth century that a strange
doubling begins to take place: on the one hand, the Romantics revitalize
ancient myths of flight and transcendence; on the other hand, technology
advances to such a point that these dreams seem to be on the verge
of realization. (Novalis: 'Wir suchen überall das Unbedingte
und finden immer nur Dinge.')
Annihilation of material obstacles to communication and transport
becomes increasingly important during this period. Railways and
new roads, telegraph and telephone, are all means used to obliterate
impeding conditions. The visible, tangible side of things is reduced,
yet there is penetrating investigation of the material world. Even
the human being becomes transparent: the theory of evolution reveals
an invisible series of ancestors standing behind present-day Homo
sapiens; then, some decades later, the discovery of X-rays permits
the material inwardness of the body to be penetrated. In short-the
nineteenth century witnesses a fundamental process of dematerialization.
The return of antigravity fantasies is closely connected with this
process. As a starting point, I will take a fairy tale by George
MacDonald to show the inherent problems and possibilities of such
fantasies. MacDonald
has been taken seriously as a writer of fantasy tales and romances,
but I think one could shift the emphasis to bring out new aspects-such
as images and ideas bearing on scientific and technological paradigms
that were then in the process of development and which still exert
their sway over us.
In 1864 MacDonald published a story one might call an antigravity
fantasy: "The Light Princess." This fairy tale begins
with a dual kind of forgetting. A royal couple has been longing
for a child and when at last a daughter is born the king forgets
to invite his sister to the christening. But he tops this forgetting
with a further one: he even forgets that he forgot. The sister-fay
then punishes the family by a magic spell which makes the girl weightless-light
not only in body but also in spirit. She floats in the air and chuckles
all the time, 'like a baby-laughter-cloud in the air, exploding
continuously' (7). Later, the courtiers use the baby for ball-games
and it is proposed that when the members of the court go on an excursion
they fly her on strings like a kite. So there's something for the
parents to worry about. What, for example, could happen if she were
to marry? 'Just think! If she were to have children! In the course
of a hundred years the air might be as full of floating children
as of gossamers in autumn (14).
In order to ward off this terrible vision (it reminds one of the
populated sky in Arthur Conan Doyle's "The Horror of the Heights")
two metaphysicians are commissioned to cure the girl and to make
her gain weight in more senses than one. For even her laughter,
compared in the story to a 'musical-box,' seems to lack something:
What it was I find myself unable to describe. I think
it was a certain tone, depending upon the possibility of sorrow-morbidezza
perhaps. She never smiled (18).
But the Chinese scholars Hum-Drum and Kopy-Keck-one a materialist,
the other a 'spiritualist'-are bound to fail pitiably. Ultimately
the two are interchangeable. 'The latter had generally the first
word, the former the last' (21). They are interchangeable because
both resort to the same type of monocausal explanation. Kopy-Keck
thinks the child's soul doesn't fit because it comes from Mercury.
Hum-Drum thinks her body doesn't fit and her case shows that the
'remarkable combination of the suction and the force-pumps works
the wrong way'(23). The materialist therefore prescribes physical
torture since death is the best means of restoring balance. The
spiritualist commends mental torture which, interestingly enough,
consists in an extensive study of all branches of history. (Borges
was to develop the theme of complete memory as a kind of torture
in his short story "Funes el memorioso.") Kopy Keck's
list includes a study of the history of extinct animals-'their natures,
their habits, their loves, their hates, their revenges' (22), and
one could say that the form which 'their revenges' took is Darwinism.
Such a total immersion in history amounts to the radical historicism
which in 1871 was to come under fire from Nietzsche in his "Vom
Nutzen und Nachteil der Historie für das Leben."
Fortunately, the girl's parents prevent the metaphysicians from
applying their cures, and they reject their further plans to bury
her alive for three years. There is something in her that makes
all such projects futile:
Indeed the most complete knowledge of the laws of nature
would have been unserviceable in her case; for it was impossible
to classify her. She was a fifth imponderable body, sharing all
the other properties of the ponderable (24).
In other words, the problem of weightlessness cannot be solved
by scientific means, just as today we can describe but not explain
gravity. The princess's body is the fifth essence, the quintessence
which unites all four elements. These al chemical terms reveal the
nature of the problem: the process involved is both mental and physical.
'Imponderable' obviously is a pun referring to 'that which it is
impossible to understand' as well as to 'that which cannot be weighed.'
Puns are essential to this story and I shall return to them.
The situation changes when a young prince appears and surprises
the princess swimming in a lake. Swimming is the girl's sole pleasure
since it restores to her a sense of weight. They fall in love-or
rather he falls in love and then teaches her how to 'fall.' But
at least she recognises that falling can be a pretty nice thing.
Fall is beautiful. Night after night they swim together, but one
night she notices that the lake's surface is lowering. Bad auntie
interfering again has commanded a serpent to drain the lake and
has brought a terrible drought upon the country, an event reminiscent
of the creation of waste lands in the Arthurian legends and similar
myths where the topographical situation is conditioned by the moral
state of things. The only chance of putting an end to the drought
is to find a volunteer who will be the plug for the hole through
which the lake has drained. Obviously, there is only one person
ready to undergo this sacrificial death and that is the prince.
The water level rises again until it is up to his neck, and at last
the princess really begins to worry about someone else, something
completely new in her experience. When the water covers the prince
she acts swiftly and drags him out of the hole. Then rain can again
fall, and not merely externally: now, for the first time in her
life, she can actually cry tears. And at this same moment she (re)gains
weight and becomes subject to the laws of gravity like everyone
else.
Gravity takes some getting used to, and the princess immediately
notices a sensation similar to that of astronauts reentering the
earth's atmosphere: 'I consider it very unpleasant. I feel as if
I should be crushed to pieces' (64). And she still has some way
to go in this new world of hers; for example, she must learn how
to walk:
'Is this the gravity you used to make so much of?' said
she one day to the prince, as he raised her from the floor. 'For
my part I was a great deal more comfortable without it.'
'No, no, that's not it. This is it,' replied the prince, as he took
her up, and carried her about like a baby, kissing her all the time.
'This is gravity' (64-65).
There is a happy ending, of course, and the many descendants of
this happy couple will not float up into the skies: 'not one of
[them] was known . . . to lose the smallest atom of his or her due
proportion of gravity' (66).
The psychological interpretation of the story is well-known: it
depicts an initiatory process toward maturity, made possible by
building a relationship with another person. However, the story
can be viewed in another light by relating the psychological level
to scientific and technological developments of the nineteenth century.
And it seems that MacDonald equally was inspired by these latter
factors in creating his fantasies. In Lilith the narrator
remarks at the beginning of the book that he devoted himself:
to the physical sciences. It was chiefly the wonder they
woke that drew me. I was constantly seeing, and on the outlook to
see, strange analogies, not only between the facts of different
sciences of the same order, or between physical and metaphysical
facts, but between physical hypotheses and suggestions glimmering
out of the metaphysical dreams into which I was in the habit of
falling (1).
Let us men follow these 'physical hypotheses' as they are implanted
into 'The Light Princess." As we saw above, the prince gives
the princess a kiss and then states that this is the real kind of
gravity. Such a notion harks back to the ancient Greek concept that
bodies exert a mutual attraction. Even Copernicus noted that weight
is nothing but a kind of divinely implanted striving by bodies,
as fragments in search of the whole. Newton, however, turns these
views of weight into his concept of gravity, basing it on relationships
of quantities and distances. The same quantitative thinking appears
his Opticks, which were an eyesore to Goethe. The Romantics
in England and Germany were the first generation to insist upon
reclaiming qualities sad values that had all but disappeared. MacDonald's
Romantic heritage links him with this tradition-he finds himself
stuck between modernity and a type of cultural criticism that stems
from the Romantic movement.
Floating and flying are part of Romantic imagery. A decadent Romantic
spirit sought wings with which to evade drab everyday reality, yet
the true spirit of transcendence has from time immemorial inspired
humanity. While the Romantics were confined to metaphorical flight,
the engineers and inventors of the late nineteenth century tried
to realize these fantasies on a technological level. Though ostensibly
practical, such men as Otto Lilienthal, the Wright brothers and
other constructors of flying machines worked to serve romantic dreams.
All these ambitions point to a changed bodily awareness and a new
sense of motion, which had already emerged with the first balloon
flights at the end of the eighteenth century, or even with earlier
space-travel fantasies.
Man yearns to leave our physical world, the earth, at first in
fantasies, then in reality. This is done in space travel, and it
may occur in body-free flight. Speed is certainly one way of inducing
this flight, and initial reactions to the first railways may point
to more than simply fear of the new. Those people who were afraid
of becoming insane through speed probably recognised intuitively
that for the first time technology made it possible for them to
go beyond the simple limitations of body and environment. The nineteenth
century is also the century that discovered intoxication in its
manifold manifestations-steam engines, transport, speed, drugs,
magic; roundabouts or a poetry propagating the 'dérèglement des
sens' (Rimbaud). A sense of vertigo, whether induced by flight,
motion or ecstasy, is the hallmark of modernity. It signals the
dissolution of a familiar world with its space-time parameters,
but also affects community, tradition and identity. On the other
hand, flight and fall mutually correspond. In Baudelaire's famous
poem "L'Albatross" we witness the king of the air stumbling
and faltering upon entering the earthly realm and facing ridicule
by onlookers. Of course, he himself is the romantic poet who, just
like our princess, is unable to cope with gravity. And even the
fall has to be learned. One could also cite those epileptics in
Dostoyevsky who suffer from falling fits. All such examples illustrate
the lost art of balance, indicating a loss within the personality
of the individual and his or her relationship to the world. The
princess's weightlessness is also seen as a form of loss. This,
at least, is how the prince views it:
What could a prince do with a princess that had lost
her gravity? Who could tell what" she might lose next? She
might lose her visibility, or her tangibility; or, in short, the
power of making impressions upon the radical sensorium; so that
he should never be able to tell whether she was dead or alive (29).
There is men even the danger of a complete disappearance. Invisibility
is the theme of H.G. Wells's famous novel, The Invisible Man
(1897), in which the protagonist uses scientific means to make himself
invisible, but incurs at the same time the risk of a complete loss
of existence. This potential loss is counteracted by fantasies of
omnipotence, for the invisible man not only breaks human laws but
strives for a terrorist dictatorship over the whole world (thus
reaching for the most powerful invisibility, that of God).
At about the same time as MacDonald was writing his strange story
about floating and weightlessness, scientists began to study the
phenomena of vertigo and related diseases. Vertigo can be described
as an illusory movement of the organism which experiences unmotivated
tumbling, swinging or floating. The brain is unable to interpret
gravity in an adequate way and thus loses control over muscular
movements. In Paris, Prosper Menière, a doctor for the deaf and
dumb, discovered in 1861 the organ responsible for the interpretation
of the power of gravity which endows the human being with the ability
to move in space and time. This organ, the vestibularium,
he located in the ear. It is somewhat like a three-dimensional compass
which co-ordinates spatial and temporal patterns of experience.
With its help our upright posture and walking are co-ordinated.
Our sense of balance results from our faculty to overcome gravity.
Jeannot Simmen has pointed out that the emergence of modern abstract
art is somehow related to the disturbance of this faculty around
the mid-nineteenth century (18-). It is at about this time that
images of matter as a whirlpool appear, together with the reports
of cases of vertigo. Both are symptoms of a disturbed order at the
core of perceptual experience. In Poe's "The Fall of the House
of Usher," the character Roderick is able to produce one of
the earliest abstract paintings as a result of sensory deprivation
while underground. Other Poe stories such as "MS Found in a
Bottle" and "A Descent into the Maelstrom" also explore
this new type of experience. Floating states where gravity seems
to have been overcome become depicted frequently in paintings-as
in Courbet's Le Désespéré ou le Fou de Peur, or Seurat's Le Cirque
(1891), with its repercussions in Kafka's story "On the Gallery."
One could also mention Degas's La au Cirque Fernàndo (1867)
and, later, Magritte's Le Château des Pyrénées (1959) (see
Shlain 338). Manet was probably the first to concentrate, from 1862
onwards, on circus acrobats.
Between 1860 and 1895 there occurred the decisive development of
a popular vehicle of transport which necessitated a new type of
bodily movement characterized by dynamic stability: the bicycle.
What has been called 'cycling fiction' entered literature and is
basically a way of coping verbally with his new bodily experience.
Overcoming gravity became one of the central themes in another
branch of literature, namely science fiction. Jules Verne sends
rockets to the moon (incidentally from Cape Canaveral), and he was
well aware of the problems related to gravity. H.G. Wells was soon
to follow. A number of fantasies circle around substances and powers
alleged to counteract gravity. John Jacob Astor (who died in 1912
on the Titanic ) writes in A Journey in Other Worlds
(1894) of such a power known by the name of 'apergy.' Percy Grey
in Across the Zodiac (1880), and Frederick Robinson in The War
of the Worlds (1914) do something similar. Horace Hazeltine,
in his story "Gull Feathers" (1908), invented an anti-gravity
substance that could be extracted from a gull's claw. In this story
the effect of 'weightlessness' ends with rain, just as in MacDonald's
"The Light Princess." E.V. Lucas (under his occasional
pen name of E.D. Ward) published an ingenious novella on antigravity
in 1910. In Sir Pulteney: A Fantasy the reader encounters
a hotellier with a commercial inclination. He purchases a field
in the Cotswolds and negotiates with Newton's heirs to make it a
gravity-free area. The field becomes a commercial attraction for
members of the suicide club and it is the job of Sir Pulteney to
engage these people in discussion to prevent them from realizing
their dreams, because whoever enters this field will be lost. It
is interesting that the 'laws of nature' here are put in a legal
context. And it is relevant that physicists around this time were
beginning to question the character of 'law' in the processes of
nature. Two years earlier, GK. Chesterton had already assailed this
notion of the laws of nature in his Orthodoxy.
Other fantasies connect antigravity with the concept of the fourth
dimension, for example, Murray Leinster in his 1919 short story
"The Runaway Skyscraper." Strange sights are being reported
from Metropolitan Tower skyscraper in Manhattan: the sun sets ever
faster in the east and rises in the west. Suddenly the tower stands
in a wooded, pre-Columbian world. An engineer inside the skyscraper
concludes that it is too heavy and has slid into the fourth dimension,
thus fuming into a reversing time-machine. The inhabitants succeed
in lifting it out of this time-hole, and when it is back (or rather
forward) in modern Manhattan, nobody seems to have noticed its temporary
absence. In this example it is weight, not weightlessness, that
causes disappearance from space and time. Both, however, denote
a deviation from the natural laws that constrain human existence.
Weightlessness as a concept was also responsible for a new perception
of space which led, in the second half of the nineteenth century
(with pioneers as early as the 1820s), to concepts of non-Euclidean
geometry. MacDonald was one of those who-like his friend Lewis Carroll-depicted
a new spatio-temporal world in his fantasies. His most advanced
ideas can be found in Lilith. There his narrator Vane experiences
great difficulty understanding the laws of the world beyond the
mirror and has to rely upon a mediator who is continuously transforming.
Only by way of paradox and riddle can Mr. Raven/Adam convey to Vane
information about what is invisible, since this is a world not accessible
to the unaided senses. 'You know nothing about whereness,' he tells
him (10). He is in 'the region of the seven dimensions' (18). Time
speeds up unexpectedly at certain moments, just as Einstein makes
speed dependent on gravity. On a half-day's walk they cross a whole
season. Mr. Raven explains:
'That is because we have travelled so fast.... In your
world you cannot pull up the plumb-line you call gravitation, and
let the world spin round under your feet' (25).
The rich imagination of H.G. Wells was also inspired by the notion
of antigravity. In "The Truth About Pyecraft" an overweight
club member plans to lose weight. The narrator complies with Pyecraft's
desire for an Indian wonder-drug in his possession by giving him
a sample. But instead of slimming, Pyecraft loses weighs to the
point of floating up to the ceiling: only a special type of lead
corset can keep him down on the ground. For all its humour, this
story is close to Kafka's "Metamorphosis" (which itself
is not devoid of humour): 'it was delightful to think of Pyecraft
like some great, fat blow-fly, crawling about on his ceiling' (882).
A further parallel can be found in Kafka's "The Hunger Artist,"
where the protagonist strives for weightlessness and immateriality
by starving.
Another story by Wells connects weightlessness with a near-death
experience. In "Under the Knife" (1896), the narrator
is anaesthetized for an operation and begins to have an out-of-the-body
experience. Consciousness appears to him as a flame, and he sees
the stream of thoughts passing by.
Eventually he feels drawn out of his body as if by a magnet. Soon
he flies above London, then into space. During his flight he realizes
its implications:
I had suddenly been cut adrift from matter all that was
material of the was there upon earth, whirling away through space,
held to the earth by gravitation (411).
Then he has a strange sensation: 'I was not leaving the earth:
the earth was leaving me' (412). The more he moves into outer space,
the more matter seems to dwindle away: 'the little universe of matter,
the cage of points in which I had begun to be' (415). At last, a
cloud approaches and gradually materializes as a hand. It is the
surgeon's hand performing the operation on him.
Like MacDonald's fairy tale, this is a story about the separation
of the body from the earth and about flight and return. The separation
in "The Light Princess" initially results from the fact
that the king had forgotten his sister. But, as noted, it is not
a simple kind of forgetfulness: 'she put on her best gown, went
to the palace, [and] was kindly received by the happy monarch, who
forgot that he had forgotten her' (4). It is this double forgetting,
cutting him off from a spiritual reality, which produces a floating
daughter. Chesterton diagnosed this type of double forgetting as
a symptom of positivism:
We are all under the same mental calamity: we have all
forgotten our names. We have all forgotten what we really are. All
that we call common sense and rationality and practicality and positivism
only means that for certain dead levels of our life we forget that
we have forgotten (81).
The king's forgetfulness, however, extends to language as well.
His relationship to language can be described as a form of positivism.
MacDonald repeatedly stresses that this king hates puns or does
not want to recognise them. In a dispute with the queen he is put
off by her ambivalent use of the key-word light':
for the king hated all witticisms, and punning especially.
And besides. he could not tell whether, the queen meant light-haired
or light-heired; for why might she not aspirate her vowels
when she was ex-asperted herself? (13).
It almost seems as if MacDonald had an inkling of what Freud's
The Joke and Its Relationship to the Unconscious would be
all about. The king in a sense refuses to be inspired by the unconscious.
He will not acknowledge the power which resides in punning, and
he rejects the comic reconciliation of sound and sense which manifests
the autonomy of language. The sister he has forgotten is the right-hand
half of his brain, as it were. By refusing the multiplicity and
ambivalence of existence he closes himself off against the complexity
of mind and soul. Consequently the unconsciousness punishes him
with forgetfulness.
MacDonald dealt with these questions in the preface to The Light
Princess & Other Fairy Tales. He points out that art and
language live and are nourished by-complexity and ambivalence, since
words 'are five things that may be variously employed to various
ends' (viii-ix). They contain depths, and are imbued with music
and colour. They not only describe, but create new meaning, and
are ultimately as complex as a sonata or a thunderstorm. They resemble
natural phenomena 'Does any aspect of Nature wake but one thought?'
he asks (x). Words conceal and reveal the incomprehensible, and
this is what MacDonald's whole work is about. 'The greatest forces
lie in the region of the uncomprehended' (ix). The most important
pun in "The Light Princess" is the author's intrusion:
'Perhaps the best thing for the princess would have been to fall
in love' (24).
People who refuse this kind of ambivalent experience are like those
who would prevent the princess from returning to human life. And,
ultimately, this story is about return. Read as a comment
on the nascent modern age, it suggests that the modem age after
the mid-nineteenth century is obsessed with separation from the
earth. Science and technology persue this aim, and often there is
a hidden agenda the quest for immortality. The material earth is
bound up with mortality; therefore to go beyond earthly boundaries
implies a search for immortality. In her giggling, weightless world
the princess can painfully learn mortality only by 'falling.' A
leap into outer space is an attempt to evade the consequence of
the first Fall: i.e. death. This distancing of the body from earth,
as paradigm of the distancing of spirit from matter, can be seen
as a symptom of our technological culture. It is particularly evident
in such phenonema as 'virtual reality' and 'cyberspace.'
Pioneer 10, the first man-made object to leave our solar
system (on 13 June 1983) symbolizes ourselves (Romanyshyn 21-).
That Pioneer 10 will survive humanity seems certain. Levitating
gurus and space engineers share the same search for immortality.
Our culture increasingly practices kinds of excarnation and dematerialization
anticipated by writers of fantasies of weightlessness and antigravity.
MacDonald, however, in his humble fairy tale, goes beyond their
diagnosis and points out ways to a renewed incarnation that is a
re-immersion into the human mortal existence. For one thing is certain:
this body is the only body we have. It is only within this body
and within the world that anything spiritual can be realized,
not outside it. MacDonald points to love and art as they remind
us of that otherness, which yet is here and now, and not out there
and tomorrow. Or, to quote Chesterton again: 'All that we call spirit
and art and ecstasy only means that for one awful instant we remember
that we forget' (81).
WORKS CITED
Chesterton, Gilbert K. Orthodoxy. London: Sheed &
Ward, 1939.
MacDonald, George. The Light Princess & Other Fairy
Tales. Whitethorn: Johannesen, 1993.
-. Lilith. Whitethorn: Johannesen, 1994.
Romanyshyn, Robert D. Technology as Symptom and Dream.
London: Routledge, 1989.
Shlain, Leonard. Art and Physics: Parallel Visions in
Space, Time and Light. New York: Knopf, n.d.
Simmen, Jeannot. Vertigo. Munich: Klinkhardt &
Biermann, 1990.
Wells, H.G. The Short Stories of H.G. Wells. London:
Benn, 1948.
© 2005 All Rights Reserved.
Copyright is owned jointly by the MacDonald Society and Contributors.
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